stockbroker firms

IFA/STOCKBROKER One of the top leading financial services and stockbroker firms ranked within the Top 5 companies to work for. - Superb opportunity for individuals looking to become a Holistic independent Financial Advisor /Stockbroker selling shares, corporate bonds, gilts, trusts etc by joining this progressive company who has an excellent reputation, you will be set up with a high street...
Contract: Permanent

14/06/2008 in Jobsite Save

Jobs similar to "stockbroker firms": stockbroker london

Experienced StockbrokerMy Client is one of the UK’s largest independently owned stockbrokers with substantial funds under managementMy client is seeking a qualified and experienced stockbroker to participate and profit from the firms expansion. A client bank would be desirable but certainly not essential. The remuneration package is highly negotialble.
Contract: Permanent

22/04/2008 in Totaljobs Save

My Client is one of the UK?s largest independently owned stockbrokers with substantial funds under managementMy client is seeking a qualified and experienced stockbroker to participate and profit from the firms expansion. A client bank would be desirable but certainly not essential. The remuneration package is highly negotialble.Please e-mail your CV ----@----.comquoting JenFinS31b
Contract: Full Time, Permanent

29/02/2008 in Monster Save

Our client is one of the longest established UK stockbrokers & members of the London Stock Exchange. They provide advice on substantial client funds to private individuals, companies, charities, trustees, solicitors and other intermediary firms. Due to increased business they are looking for an assistant stockbroker to work alongside the experienced team in a trainee role. The successful candidate will hold qualifications in securities and investments or have previous relevant experience...
Contract: Permanent

17/02/2008 in Totaljobs Save

Jobs similar to "stockbroker firms": trainee stockbroker us, trainee stockbrokers, trainee stockbroker, trainee stock exchange

Our client is one of the longest established UK stockbrokers & members of the London Stock Exchange. They provide advice on substantial client funds to private individuals, companies, charities, trustees, solicitors and other intermediary firms. Due to increased business they are looking for an assistant stockbroker to work alongside the experienced team in a trainee role. The successful candidate will hold qualifications in securities and investments or have previous relevant experience...
Contract: Permanent

09/03/2008 in Totaljobs Save

Jobs similar to "stockbroker firms": stockbroker assistant, trainee stockbroker

London-London City/Docklands, Truly superb opportunity for an HR generalist to join one of the largest and most prestigious private client stockbroker firms in the UK. Are you an HR generalist / Adviser with 5 years + experience w

2 weeks, 5 days ago in Monster Save

London-London Central/West End, Truly superb opportunity for an HR generalist to join one of the largest and most prestigious private client stockbroker firms in the UK. Are you an HR generalist / Adviser with 5 years + experience w

01/06/2008 in Monster Save

A stockbroker based in Kent offering dealing and custody services to institutional clients are looking to recruit a Compliance Professional to join their growing company. Applicants will posses a good understanding of FSA requirements with experience in a retail stock broking environment. This role will involve additional responsibilities with regard to the firms' Anti Money Laundering procedures. The salary will be dependent on experience and suitable qualifications. Keywords: SOX, KYC
Contract: Full-Time Permanent

07/05/2008 in finappointment Save

Truly superb opportunity for an HR generalist to join one of the largest and most prestigious private client stockbroker firms in the UK. Are you an HR generalist / Adviser with 5 years + experience within a professional services organisation (preferably a private client stockbroker or law firm)?Do you have good knowledge of employment law and generalist HR knowledge? Are... so, read on...Our client, a traditional city stockbroker with an outstanding history and great atmosphere, is seeking an...
Contract: Full time

19/05/2008 in eFinancialCareers Save

THE COMPANY: Our client is a successful stockbroker and investment bank based in the UK. Their business ranges across the... reporting all significant exceptions. Monitor compliance with the firms’ Chinese wall and pa dealing procedures. Review... order to build knowledge and understanding of the firms’ activities and of relevant regulatory requirements. Monitor compliance with the firms’ dealing policies and procedures. Review requests for new client accounts, ensuring compliance with FSA...
Contract: Permanent

1 week, 4 days ago in jobsinrisk Save

Jobs similar to "stockbroker firms": money laundering