risk compliance york

My client, a leading national financial services organisation, are looking to recruit a Risk and Compliance Manager to head up a new team based in York to provide compliance support to the field consultants on a national basis. Reporting into the... successful candidate will lead the risk and compliance team to ensure an appropriate response is met and develop good working... management assurance that risk and compliance processes are delivering the required outcome.   Candidates must have previous...
Contract: Full-Time Permanent

1 week, 1 day ago in finappointment Save

operates a 'three lines of defence' approach to regulatory risk and compliance. The First Line of Defence (1LOD) has primary... Financial Risk Control Framework (FRCF). The Distribution Risk, Controls & Compliance team is a key part of risk management... management of risk and compliance within Distribution. To lead the Distribution Risk, Controls & Compliance team, and ensure... compliance. To broker the relationship between Distribution, in its role as 1LOD, and the Second Line of Defence (2LOD) in Risk
Experience: Not Specified
Requirements: Essential: Expert knowledge of the regulatory environment in a range of areas Wide knowledge of the Financial Services industry Fully conversant with the principles and customer outcomes of Treating Customers Fairly relevant to their role, with the ability to embed the principles within self and team Ability to translate regulatory advice from 2LOD into practical, commercial and robust guidance on complex initiatives Proven negotiating and influencing skills at senior manager level Strong report-writing skills Ability to understand and interpret MI Ability to lead and inspire a team Ability to deliver/transfer knowledge through coaching and mentoring skills Excellent strategic thinking capability Programme and/or project management Change management Experience of demonstrating strong leadership ability and operating at Executive and senior management level Experience of successfully delivering and supervising complex regulatory work Track record of credibility with senior managers and key customers Proven ability to lead cross-functional activity Relevant experience in the regulated financial services industry Relevant experience in a leadership role Desirable: Graduate or relevant professional qualifications, or equivalent experience Diploma in Financial Planning, or equivalent In depth knowledge of NUL's business, strategic objectives and ethos
Contract: Permanent

3 days, 23 hours ago in CareerBuilder Save

An opportunity has arisen for a a compliance professional to join a leading organisation with offices based in York. Based in the risk and compliance team this role predominantly involves coordinating regulatory risk to ensure their effective operation. You will develop the first line approach to core regulatory processes and proactively engage within the business to ensure risk and compliance best practice. You will also produce reports for senior management and develop the department...
Contract: Full-Time Permanent

6 days, 12 hours ago in finappointment Save

An opportunity has arisen for two Compliance Consultants to join a new team working for a leading financial services organisation based in York. The role will predominantly be to provide a link between the compliance team and the field based consultants to ensure the companies compliance meets appropriate standards. You will work closely with other department members to... key risk and controls within the core sales process. Candidates must have previous experience within financial services...
Contract: Full-Time Permanent

1 week, 1 day ago in finappointment Save

join the Risk Management Team as a Business Change and IT Risk Manager based in York City Centre. This role will be offered... understanding of risks and controls issues. Group policy compliance adherence reviews. Risk Management challenge to projects....Overview of Department The Risk department are responsible for understanding and managing our risks to help us avoid issues... & shareholders. Almost everything we do in every business area in NU Life involves risks and the Risk Management team is here to...
Experience: Not Specified
Requirements: Qualifications Graduate (or equivalent) with relevant professional qualifications or accreditation e.g. FCA/ACA Risk / Audit / Governance related professional qualification / certification is desirable Membership of an appropriate Risk & Governance
Contract: Permanent

3 days, 23 hours ago in CareerBuilder Save

operates a 'three lines of defence' approach to regulatory risk and compliance. The First Line of Defence (1LOD) has primary... Financial Risk Control Framework (FRCF). The Distribution Risk, Controls & Compliance team is a key part of risk management... Distribution Risk, Controls & Compliance team, ensuring that Distribution operates an appropriate First Line of Defence (1LOD) as part of NUL's approach to regulatory risk and compliance. To manage the day-to-day relationship between the line in...
Experience: Not Specified
Requirements: Essential: Good knowledge of the regulatory environment in a range of areas Knowledge of the Financial Services industry Fully conversant with the principles and customer outcomes of Treating Customers Fairly relevant to their role, with the ability to embed the principles within self and team Negotiating and influencing skills Project management Good report-writing skills Ability to understand and work with MI Experience of successfully delivering regulatory work Proven ability to work on cross-functional activity Relevant experience in the regulated financial services industry Desirable Graduate or relevant professional qualifications, or equivalent experience Certificate in Financial Planning, or equivalent Knowledge of NUL's business and strategic objectives
Contract: Permanent

3 days, 23 hours ago in CareerBuilder Save

operates a 'three lines of defence' approach to regulatory risk and compliance. The First Line of Defence (1LOD) has primary... Financial Risk Control Framework (FRCF). The Distribution Risk, Controls & Compliance team is a key part of risk management... Distribution Risk, Controls & Compliance team, ensuring that Distribution operates an appropriate First Line of Defence (1LOD) as part of NUL's approach to regulatory risk and compliance. To manage the day-to-day relationship between the line in...
Experience: Not Specified
Requirements: Essential Good knowledge of the regulatory environment in a range of areas Knowledge of the Financial Services industry Fully conversant with the principles and customer outcomes of Treating Customers Fairly relevant to their role, with the ability to embed the principles within self and team Negotiating and influencing skills Project management Good report-writing skills Ability to understand and work with MI Experience of successfully delivering regulatory work Proven ability to work on cross-functional activity Relevant experience in the regulated financial services industry Desirable Graduate or relevant professional qualifications, or equivalent experience Certificate in Financial Planning, or equivalent Knowledge of NUL's business and strategic objectives
Contract: Permanent

3 days, 23 hours ago in CareerBuilder Save

Job Title Compliance Analyst Category Other Positions Available Site Cooperstown Status FT Shift Days Description Full time, days (8a-4:30p) Responsibilities: Assists with implementation of Corporate Compliance Program Monitors operational compliance units, analyzes risk assessments, and researches risk assessment based on federal, state, local regulations, accreditation... compliance. If necessary, assists with development of educational plans, materials and resources used to educate employees on...
Requirements: Other desired skills: Compliance Analyst Education: Not Specified Experience: Not Specified Travel: Not Specified
Contract: Full Time

5 days, 8 hours ago in resumes2work Save

managed consistently Implement controls over production of financial information and ensure compliance is demonstrable Manage and... Management/Director of/NUL Executive to demonstrate effective risk management processes are in place at all times, that significant, critical or catastrophic risks are being actively managed and there is compliance with Group policies as part of the Company's...
Experience: More than 5 Years
Requirements: Qualifications: Graduate and professionally qualified accountant desirable People management / general management qualifications would be desirable (e.g. CIPD, MBA) A qualified Accountant with several years' leadership experience which is relevant to the role Skills/Knowledge: Expert knowledge of life insurance accounting principles and reporting bases Working knowledge of investment reporting desirable Excellent strategic thinking capability Ability to lead and inspire a group of people Strong track record in a finance specialism Ability to lead cross-functional projects Understand the needs of our end customers Experience: 5+ years experience of working in a finance role is essential More than 2 years experience in leadership role Track record of having successfully worked on cross-functional projects
Contract: Permanent

3 days, 23 hours ago in CareerBuilder Save

operates a 'three lines of defence' approach to regulatory risk and compliance. The First Line of Defence (1LOD) has primary... Financial Risk Control Framework (FRCF). The Distribution Risk, Controls & Compliance team is a key part of risk management... Distribution Risk, Controls & Compliance team, ensuring that Distribution operates an appropriate First Line of Defence (1LOD) as part of NUL's approach to regulatory risk and compliance. To manage the day-to-day relationship between the line in...
Experience: Not Specified
Requirements: Essential Relevant professional qualifications, or equivalent experience Strong numerical and analytical skills Attention to detail Strong working knowledge of Microsoft Office Able to provide analytical solutions to business problems The ability to think through and analyse complex issues often where a degree of ambiguity exists The ability to engage with stakeholders at all levels of the organisation Fully conversant with the principles and customer outcomes of Treating Customers Fairly relevant to their role Appropriate commercial business experience Experience working in B2C and/or consumer services sectors Working within a large complex commercial organisation Experience of the UK financial services industry Desirable Relevant professional qualifications, or equivalent experience
Contract: Permanent

3 days, 23 hours ago in CareerBuilder Save