regulatory exams jobs
11-20 of 25 jobs "regulatory"Hertfordshire Hemel Hempstead Hertfordshire | Hemel Hempstead Jobs
Company: Independent Appointments - Leicester BranchSalary: £14000 to £20000 per annum
to own judgement to make decisions on areas within scope of knowledge and authority. Looking for a willingness to comply with internal and regulatory requirements and a desire to work towards targets. It would be preferable... to take and pass internal product licensing exams....Broking , Sales Support / Admin
Senior Investment Analyst Purpose To support and develop the management and monitoring of the invested Assets and Unit Trust Managers within the regulatory framework, covering both the in-house investment of the Non Linked... or equivalent exams (D) - Excellent verbal and written communication skills with the ability to be personally engaging (E). - FSA competent in fund management - FSA Controlled Function - CF30 - A minimum of five years experience in fund
Contract: Permanent
Earlsfield Gloucester, Gloucestershire
Company: Start ResourcingSalary: £45,000 to £55,000 per year
Senior Investment Analyst Purpose To support and develop the management and monitoring of the invested Assets and Unit Trust Managers within the regulatory framework, covering both the in-house investment of the Non Linked... or equivalent exams (D) - Excellent verbal and written communication skills with the ability to be personally engaging (E). - FSA competent in fund management - FSA Controlled Function - CF30 - A minimum of five years experience in fund
Contract: permanent
- (Also found in 2 other websites)
Salary: 100000 - 150000 Per Year
have to learn about the local legal and regulatory environment you’re operating in too. Already with a strong background in the financial advice industry, you should have considerable experience of dealing with high net worth... clients. Driven, energetic and truly sales-focused in your approach, you’ll also need to hold relevant UK finance qualifications, and should be willing to sit local finance exams shortly after your arrival in Hong Kong. Please...Management Development Consultant
Contract: Employee
in the Northern Irish Market, with a number of regulatory solutions they have exclusively retained berrisford rsc to search and select a number of potential advisors to join this network. Position Outline: As a qualified financial advisor... support. *They are also keen to potentially support further training towards higher level exams. Positions across Northern Ireland. We have secured a number of positions for sucessful advisors, we are still very keen to speak any...Financial Advisor
Contract: Permanent
experience of policy and endorsement wording review and drafting Compliance and regulatory requirements understanding A Level (or equivalent) level of education Progress towards insurance exams Hillman Saunders LTD is acting
Contract: Permanent
factors. -Reviewing the balance sheet daily and ensuring funding attributed in the daily pnl is explainable. -Price/parameter verification. -Taking internals exams and structured lecture room classes to bolster product knowledge... . -General on going awareness of external accounting standards and potential impact on business and traders. -Interaction with traders, operations staff, market risk, credit risk, IT, and also other Finance staff e.g. regulatory
South West
Company: Hillman SaundersSalary: £30000 per annum
and drafting Compliance and regulatory requirements understanding A Level (or equivalent) level of education Progress towards insurance exams Hillman Saunders LTD is acting as an Employment Agency in relation to this vacancy.
Contract: Permanent
Hertfordshire Hemel Hempstead Hertfordshire | Hemel Hempstead Jobs
Company: Independent Appointments - Leicester BranchSalary: £18000 to £23000 per annum
Office Supervisor required to join a friendly team based in Hemel Hempstead on a temporary 6 month contract basis. Primary responsibility will be to assist the Senior Agent in the management of internal and regulatory... . The successful applicant will be required to take and pass internal licensing exams and will be encouraged to complete and CII Diploma in Insurance....Broking , Sales , Sales Support / Admin
the survey of existing buildings, using specialist Fire Safety knowledge to inspect the safety of the building, assessing the performance of the building and its compliance with the Regulatory Reform Order 2005, and more recently... of the Institute of Fire Safety Managers. You will have completed a number of modules at the Fire Service College or equivalent Fire Service qualifications relating to technical Fire Safety. This does not include promotion exams. As a self
Contract: Contract
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