part time compliance

Compliance Assistant (FPC / CFP qualified) £23,000 - £25,000 + Bonus + Pension + Life Insurance Leeds Overview: We are looking for an FPC / CFP qualified Compliance Assistant to join a lively operations team in the Head Offices of a small but highly... career opportunities for their staff. As part of the Head Office central operations team, this role works in conjunction with the Compliance Officer to ensure the effective delivery of a robust compliance support infrastructure across the Group...
Contract: Permanent/Full-time

4 days, 4 hours ago in JobsFinancial Save

The role will involve: General administration including typing, filing, photocopying etc Some reception duties Answering the telephone and dealing with queries Generating spreadsheets using Excel Controlling compliance Typing up and posting of mailers Other adhoc duties We are looking for a applicant with the following qualities: Good communication skills The ability to prioritise To work well under pressure Good typing skills A minimum of 4 GCSEs including both Maths and English Minimum of 6...
Contract: Temporary Full-time

2 days, 1 hour ago in nijobs Save

An experienced Administrator / Purchasing Assistant is required. Description A World leader in document solutions. Job Requirements To provide Purchasing Administration activity to support compliance/adherence of the Purchasing & Finance policies. You will have experience of working within a Purchasing / Commercial / Financial environment, professionally dealing with and resolving Financial/Purchasing/Acct Payable issues with internal staff at all levels within...
Contract: Permanent

5 days, 7 hours ago in Jobsite Save

Compliance Manager (QUAL/MR/1069981), - Ref:1069981 Apply Now Job title: Compliance Manager (QUAL/MR/1069981) Type of vacancy: Permanent Full-Time Part time details: Number of roles: 1 Practice group/Business service team: Risk, Quality & IS Location: Manchester Main purpose of the role: The compliance team is very small and increasingly is being asked to support different firmwide projects, in the compliance arena. The purpose of the role is to assist the UK Compliance Director and his Deputy...

6 days, 13 hours ago in Experteer.co.uk Save

Reference: 00015898 Location: Salisbury Job title: Senior Manager Compliance Contract type: Full Time Contract basis: Permanent Description: Senior Compliance Manager, Santander Private Banking based in Salisbury Overview: Reporting to the Head of Compliance, Santander Private Banking, the role will form part of a dedicated Compliance team supporting the development of a... responsible for extending and developing the role and influence of Compliance within the constituent companies (James Hay, Abbey...

5 days, 13 hours ago in Experteer.co.uk Save

Diamond Recruitment are currently recruiting for a procurement and tax compliance assistant based in the City Centre The successful candidate will be required to :- Accurately process invoices Answer queries from suppliers and department contacts in relation to invoices Check data which forms part of annual HMRC return produced by tax Compliance team General administrative work Key requirements for the role are:- 5 GCSE's including maths and english Evidence of good communication skills Good...
Requirements: GCSE
Contract: Temporary Full-time

2 days, 2 hours ago in nijobs Save

-manager products. The key objective of the compliance group is to provide independent assurance to our client's board on the adequacy of compliance with global policies and key regulatory requirements. As part of the centralised monitoring and assurance...We are seeking a compliance officer for a highly challenging and responsible role within a leading provider of financial... local compliance monitoring plans, and participating in themed reviews across all business lines and geographies. This work is...
Contract: Full-Time Permanent

1 day ago in finappointment Save

Compliance Director, Insurance Distribution Vacancy ID 3852 Work Location Any Location Office Location Various Position Category Compliance Shift Full Time Day Work Pattern Division Insurance and Specialist Services Employment Type Permanent... co-ordination and oversight of compliance with applicable regulatory requirements for the Insurance Distribution businesses... Management Services Ltd and Assistance (part of Vapita Commercial Services ...

6 days, 13 hours ago in Experteer.co.uk Save

line with existing growth plans the company is setting up a branch in Madrid and Milan and is seeking a Compliance Officer in the London office who is Fluent Italian and Spanish Speaking to ensure compliance with all regulatory requirements for the Madrid and Milan offices. As part of the global team, the job holder will be responsible for the continued development of procedures in line with the regulatory environment. Key responsibilities will be: Managing the daily running of the compliance
Contract: Employee - Full time

4 days, 23 hours ago in eFinancialCareers Save

A Compliance Officer is required by a premier, brand-named, and highly respected international investment bank. The successful candidate will be responsible for assisting the senior manager with monitoring the activities of the fund manager in all aspects of compliance with the financial services handbook of rules and guidance, the Financial Services and Market Act 2000 and the OEIC Regulations 2001. As part of the overall team, the candidate will ensure that the bank's position as trustee...
Contract: Full-Time Permanent

1 day, 1 hour ago in finappointment Save