monitoring

My clients is a financial services company that require a bright, enthusiastic analyst to join their Compliance monitoring team. Job Role Accountability for Compliance & Event Log Monitoring across all in scope platforms to ensure all Sarbanes-Oxley, Audit and Security Standards are adhered to. *Stakeholder Management *Service levels are met; *Improved reporting of Monitoring MI The core purpose of this...
Contract: Permanent

6 days, 13 hours ago in Jobsite Save

• This role is for a high calibre Compliance Monitoring professional. Specifically, you will come on board as a Head of Compliance Monitoring to lead and manage the Compliance Monitoring team. • The Compliance team in the UK is responsible for advising on regulatory matters; supporting new product development and monitoring key controls. This involves working with all... compliance monitoring programme. • Lead, motivate and manage the compliance monitoring team. • Assess the demands of MPBR and...
Contract: Full-Time Permanent

6 days, 23 hours ago in finappointment Save

Client based in Kings Hill is looking for a Compliance Monitoring Officer to join their team. Working within the internal audit department your main responsibilities will be to carry out the Compliance Monitoring Plan, maintaining and changing where necessary the procedures and methodology, preparation of compliance reports, and presenting monitoring findings to business... compliance monitoring experience. Knowledge of the FSA would be an advantage but is not essential.

2 days, 18 hours ago in cv-library.co.uk Save

Role:Condition Monitoring Engineer Location:Various (UK & International) Salary:NEG Burns Carlton Executive Search are working closely with a UK leading Engineering Services business to introduce Condition Monitoring Engineers to fulfil on a number of positions within the business. Specific industry experience can be from many sectors including; Oil & Gas, Petrochem, Powergen, Construction, Manufacturing, Engineering, etc. however, the successful candidate will...
Contract: Permanent

2 days, 20 hours ago in Jobsite Save

this is a GREAT OPPORTUNITY! We currently for a Compliance Monitoring Officer to join the small but crucial compliance team... monitoring systems is a distinct advantage Other requirements and skills - Great Communicator - Confidant and credible presentation skills - Ability to work on own initiative and in a non structured environment - Risk based compliance monitoring is desirable - Preparation of compliance monitoring systems
Contract: Permanent

1 day, 16 hours ago in JobEspresso Save

Kings Hill, Client based in Kings Hill is looking for a Compliance Monitoring Officer to join their team. Working within the internal audit department your main responsibilities will be to carry out the Complianc

2 days, 15 hours ago in Monster Save

monitoring and surveillance team has arisen.Our client is a leading asset management house with a solid reputation for delivering and... Compliance professional to join the monitoring and surveillance team has arisen. Working in a team, your daily duties and responsibilities include the following: *Daily monitoring of adherence to client investment restrictions; *Interacting with the fund managers and providing guidance on monitoring queries; *Recording all breaches and errors and ensuring any corrective action is...
Contract: Employee - Full time

5 days, 15 hours ago in eFinancialCareers Save

Global Asset Manager based in the Docklands is urgently seeking a highly experienced Investment Guideline Monitoring Expert to take over from an established VP to carry out day to day responsibilities, manage team members and also project manage. The key responsibilities of this role will be the following: - Contribute to the smooth onboarding (and termination) of each client account, ...
Contract: Contract/Temporary

1 day, 17 hours ago in Jobsite Save

will play an instrumental role in the success of the new business and be responsible for ensuring effective monitoring... will design operational monitoring procedures, monitor performance of these controls, produce management information and reports, recommend and implement control improvements and manage a small team of monitoring staff once established.Skills...
Contract: Employee - Full time

2 days, 18 hours ago in eFinancialCareers Save

As part of the Compliance & Risk team, to advise the senior management of SSgA's European Firms in UK, France and Germany on compliance with the risk requirements of the Capital Requirements Directive and MiFID. To assist senior management of all SSgA's European Businesses comply with State Street Enterprise Risk Management (ERM) policies and to assist in the control of operational risk.

1 day, 15 hours ago in Theladders Save