head compliance monitoring

Title Head of Compliance Monitoring Job Reference # 38392BR Location United Kingdom City London Function Category Legal and Compliance Business Group Global Asset Management Job Type Full Time About UBS Global Asset Management is one of the world’s... capabilities delivered through a global structure. Description UBS Global Asset Management is seeking to recruit a Head of Compliance Monitoring to lead and manage the Compliance Monitoring team. The Compliance team in the UK is responsible for advising on...
Experience: Senior Manager / Head of Department

1 week ago in Experteer.co.uk Save

Jobs similar to "head compliance monitoring": ubs uk

report on an audit format suitable for monitoring these standards in line with company and retailer requirements. You will be actively involved with coaching and supporting sites related to trouble shooting, and HACCP. Working closely with all the sites...

1 week, 5 days ago in cv-library.co.uk Save

Jobs similar to "head compliance monitoring": gmp

responsibilities will include: - Undertaking compliance monitoring reviews to ensure all assets are safeguarded in accordance with FSA regulations. - Drafting compliance monitoring reports as necessary for senior compliance employees. - Indentifying and monitoring compliance risk areas of the business and ensuring best practice to avoid future breaches. - Maintaining the compliance block facility, ensuring that the firms trading systems reflect the blocks position. - Monitoring adherence with...

1 day, 14 hours ago in cv-library.co.uk Save

Compliance Plan, Monitoring Programme, Training requirements and communications with all staff. Typical Key Responsibilities: Plan and conduct regular compliance monitoring, prepare reports and ensure follow-up actions completed Identify, monitor and... Monitoring Programmes Produce weekly compliance and management reports - highlighting any unapproved trades and related issues... and reviews under the direction of the Head of Compliance Provide accurate and timely Compliance advice, training and...
Experience: Not Specified
Requirements:  
Contract: Permanent

3 days, 22 hours ago in CareerBuilder Save

FLT0811-47 The Company My client is a leading General Insurance Company. You will be looking after the UK compliance operation as maternity leave has the current Head of Compliance covering the international regulatory needs. You will be dealing with client verification, claims and compliance monitoring in general. There is also some project work about to take place which... Deputy Head of Compliance is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services...

4 days, 6 hours ago in cv-library.co.uk Save

global monitoring programmes, whilst the Compliance Manager is on maternity leave Ensure accurate and timely presentation of results to Head of Compliance and Senior Management and to present sensible suggestions to improve procedures where appropriate To assist in the review and, if appropriate, updating of compliance monitoring programmes. To undertake monitoring of the...Compliance Manager for City Based Merchant Bank Our client, based in the heart of the City have an urgent requirement...
Contract: Temporary

6 days, 9 hours ago in Reed Save

Jobs similar to "head compliance monitoring": compliance

. Support the monitoring of IWM CI compliance with AML policies as well as the respective local Anti Money Laundering ("AML... effective AML monitoring and surveillance; Working with Central Compliance Operations, support the local implementation of... the Global Anti Money Laundering Compliance function i) to ensure consistency of standards, and ii) to meet all Head Office... Purpose of the Anti Money Laundering Compliance Manager   Act as Manager, Anti Money Laundering Compliance for...
Requirements: Knowledge and Skills Required of the Anti Money Laundering Compliance Manager:  University degree, and/or appropriate designations as compliance professional, professional designation in other appropriate areas such as law, risk management and/or audit
Contract: Permanent

6 days, 17 hours ago in CareerBuilder Save

Compliance Manager required for specialist City based Investment Management firm.My client specialise in Investment Management services for not-for-profit organisations in the UK and European community.We are currently looking for a Compliance Manager to work closely, and act as No 2 to the Head of Compliance and provide Compliance advise to their clients, who are typically retail and not-for –profit UK/European based organisations.This is a Senior role based in a established Compliance team...
Contract: Employee - Full time

4 days, 11 hours ago in eFinancialCareers Save

Head of the Central team, together with publications from local regulators to assess the impact on London Compliance policies... are currently recruiting for a Senior Compliance Executive to join their team. This is a fantastic opportunity to grow within an expanding firm THE RESPONSIBILITIES: Participate in risk based compliance reviews of individual business areas, and other themed reviews as necessary Advise in the provision of routine monitoring/transaction surveillance as part of the overall...
Contract: Permanent

1 day, 8 hours ago in jobsinrisk Save

FLT0811-47 The Company My client is a leading General Insurance Company. You will be looking after the UK compliance operation as maternity leave has the current Head of Compliance covering the international regulatory needs. You will be dealing with client verification, claims and compliance monitoring in general. There is also some project work about to take place which you would...
Contract: Contract

4 days, 5 hours ago in Jobsite Save