head compliance

FLT0811-47 The Company My client is a leading General Insurance Company. You will be looking after the UK compliance operation as maternity leave has the current Head of Compliance covering the international regulatory needs. You will be dealing with client verification, claims and compliance monitoring in general. There is also some project work about to take place which... Deputy Head of Compliance is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services...

4 days, 6 hours ago in cv-library.co.uk Save

Reporting to and working with the Director of Finance & Actuarial, the Head of Compliance will take responsibility for compliance direction and strategy of the business. They will also be responsible for the day to day running of the Compliance Dept. and be the Data Protection Manager.

4 days, 8 hours ago in Theladders Save

Markets, Credit, Interest Rate Derivatives, Fixed Income. A leading name in investment banking requires a Head of Compliance for their London Branch. The Head of Compliance position will be reporting into the COO and they will work together on the... maintain compliance related manuals.Provide the Head Office with the annual MLRO report, Money laundering reporting and OE3270/ OE11 compliance.Experience needed for this Head of Compliance role The ideal candidate must have worked in a similar position for...
Contract: Permanent

1 week, 1 day ago in Totaljobs Save

Head of Compliance for a Insurance organisation. The role ensures that compliance risks are identified and effectively managed across the group businesses. The Role Interpreting and communicating the latest FSA developments Formulating the compliance strategy Managing Compliance staff across different group companies Co-ordinating Reporting to Board and Audit Committee Advising Board on governance and conflict of interest issues What we are looking for Minimum of 5 years financial services...
Contract: Permanent

1 week, 4 days ago in jobsinrisk Save

responsibility for the Compliance team, the role takes the lead on healthchecking best practice and governance to FSA and European... team you will be responsible for insuring compliance in AML, TCF, marketing material, operational functions e.g. call centres... emerging regulation. Key to this role will be embedding a compliance culture into the business and ensuring that staff have... Strong leadership skills are required to lead the compliance function through change and also stakeholder management/engagement...

1 week, 6 days ago in consultancyrolefinder Save

FLT0811-47 The Company My client is a leading General Insurance Company. You will be looking after the UK compliance operation as maternity leave has the current Head of Compliance covering the international regulatory needs. You will be dealing with client verification, claims and compliance monitoring in general. There is also some project work about to take place which you would...
Contract: Contract

4 days, 5 hours ago in Jobsite Save

Title Head of Compliance Monitoring Job Reference # 38392BR Location United Kingdom City London Function Category Legal and Compliance Business Group Global Asset Management Job Type Full Time About UBS Global Asset Management is one of the world’s... capabilities delivered through a global structure. Description UBS Global Asset Management is seeking to recruit a Head of Compliance Monitoring to lead and manage the Compliance Monitoring team. The Compliance team in the UK is responsible for advising on...
Experience: Senior Manager / Head of Department

1 week ago in Experteer.co.uk Save

Jobs similar to "head compliance": ubs uk

Deputy Head of Compliance Job number: RMG-493107 Group: Risk Management Group Division: Risk Management Recruiter: Nicola Moore Employment type: Permanent Location: London Strong prudential management has been a key to Macquarie's success over many... Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. Risk Management Group... the compliance team you will assist in providing assurance to senior and
Experience: Manager / Team Leader

1 week ago in Experteer.co.uk Save

Head of Compliance Operations   Printer friendly page       Summary Information Department   Closing Date Charity Commission   26/11/2008   Salary   Salary Details �40,238 - 50,706   Not Specified   Location   Nationality Eligibility Liverpool, North West   UK National, EEA National, Commonwealth Citizen   Appointment Terms   Working Arrangement   This is a permanent post. It is full-time, however, applications from those interested in part-time working are welcome.   Full Time, Part Time...
Experience: Senior Manager / Head of Department

5 days, 19 hours ago in Experteer.co.uk Save

One of the world's leading providers of offshore legal and fiduciary services. The Head of Compliance Europe would be responsible for the effective management of the European compliance operational teams. The role has also a global responsibility for the ongoing development of prudentially regulated business compliance function. Our client is looking for a strong... Group Director of Compliance. Additional Requirements: Experience in a large banking or securities business would be beneficial...
Contract: Permanent/Full-time

1 week, 4 days ago in JobsFinancial Save