fsa sales certificate

FSA. Failure to meet appropriate standards could have a significant impact on NUL both reputationally and financially. NUL... Controllership by the 1LOD. To ensure that Distribution sales processes satisfy compliance requirements. Key Responsibilities Co... provide sufficient controls over the sales process Produce reports for use at the Distribution Risk Management Committee (DRMC) and... with Compliance Oversight Plans Support oversight control of Distribution sales processes, utilising MI from QAU and the...
Experience: Not Specified
Requirements: -functional activity Relevant experience in the regulated financial services industry Desirable Graduate or relevant professional qualifications, or equivalent experience Certificate in Financial Planning, or equivalent Knowledge of NUL's business and strategic
Contract: Permanent

3 days, 17 hours ago in CareerBuilder Save

FSA. Failure to meet appropriate standards could have a significant impact on NUL both reputationally and financially. NUL... Controllership by the 1LOD. To ensure that Distribution sales processes satisfy compliance requirements. Key Responsibilities Co... processes within Distribution are compliant with Compliance Oversight Plans Support oversight control of Distribution sales... required Develop Distribution employees' knowledge and understanding of the key risks and controls within their core sales
Experience: Not Specified
Requirements: -functional activity Relevant experience in the regulated financial services industry Desirable Graduate or relevant professional qualifications, or equivalent experience Certificate in Financial Planning, or equivalent Knowledge of NUL's business and strategic
Contract: Permanent

3 days, 17 hours ago in CareerBuilder Save

employee's knowledge surrounding the key risks and controls within their core sales process. Candidates must have previous experience within Financial Services Have sound up to date knowledge surrounding FSA rules and regulations Hold a minimum of FPC level 3 (certificate in financial planning or equivalent) Basic salary £21,900 - £38,000 Contributory Pensions Scheme 25 days...
Contract: Full-Time Permanent

6 days, 6 hours ago in finappointment Save

TITLE: Sales Advisor - Financial LOCATION: Leeds SALARY: £21.5K Base OTE £40K Uncapped CAREER PROGRESSION: Senior Sales Advisor or Financially Planning TRAINING: CIFP Certificate, papers 1-5 The Company Our client is a leading Independent Financial... with a network of offices throughout the UK. The Role The role involves NO COLD CALLING, however is a targeted sales position working in a driven, lively environment. The role involves NO COLD CALLING, the sales are made from quality leads, customer...
Contract: Permanent

28/02/2008 in Totaljobs Save

TITLE: Sales Advisor - Financial LOCATION: Milton Keynes SALARY: £21.5K Base OTE £40K Uncapped CAREER PROGRESSION: Senior Sales Advisor or Financially Planning TRAINING: CFP Certificate in Financial Planning, papers 1-5 The Company Our client is a..., however is a targeted sales position working in a driven, lively environment. The role involves NO COLD CALLING, the sales are made... £40k in year 1, £45-60k OTE year 2. The top earner earnt 70k last year. Experience Required We need strong consumer sales
Contract: Permanent

26/02/2008 in Totaljobs Save

Jobs similar to "fsa sales certificate": fsa certificate

TITLE: Sales Advisor - Financial LOCATION: Milton Keynes SALARY: £21.5K Base OTE £40K Uncapped CAREER PROGRESSION: Senior Sales Advisor or Financially Planning TRAINING: CFP Certificate in Financial Planning, papers 1-5 The Company Our client is a..., however is a targeted sales position working in a driven, lively environment. The role involves NO COLD CALLING, the sales are made... £40k in year 1, £45-60k OTE year 2. The top earner earnt 70k last year. Experience Required We need strong consumer sales
Contract: Permanent

26/02/2008 in Totaljobs Save

relevant experience and hold either part or full Certificate in Financial Planning or equivalent.Job Profile My client is a... IFA and assist him with all aspects of pre and post sales administration and client servicing. You will be responsible for... keeping with the FSA compliance regulations and “Treating Customers Fairly” guidelines. You will assist the IFA with the... Certificate in Financial Planning or equivalent with an independent and professional manner and ability to use your initiative...
Contract: Full-Time Permanent

6 days, 3 hours ago in finappointment Save

Jobs similar to "fsa sales certificate": financial planning certificate

Background Provide pre sale support to Area Sales Managers, Account Managers and Customers contributing to the development of profitable new business and relationships. Provide support to other employees in the team to ensure agreed service... Support on day of receipt.Be aware of and adhere to the FSA's "Principles of Business"Plan and manage own day-to-day work taking... behaviour Experience of working in life/pensions industry and working towards relevant qualifications (Certificate in Financial...
Contract: Permanent

4 days, 15 hours ago in Totaljobs Save

Our client operates in a highly regulated environment with many of its activities open to scrutiny by the FSA. Failure to... ensure that Distribution sales processes satisfy compliance requirements. KEY RESPONSIBILITIES Co-ordinate regulatory risk... over the sales process Produce reports for use at the Distribution Risk Management Committee (DRMC) and other forums, and take... Plans Support oversight control of Distribution sales processes, utilising MI from QAU and the Training & Competence (T&C...
Contract: Permanent

1 day, 3 hours ago in Reed Save

Our Client operates in a highly regulated environment with many of its activities open to scrutiny by the FSA. Failure to... ensure that Distribution sales processes satisfy compliance requirements. KEY RESPONSIBILITIES Co-ordinate regulatory risk... Distribution are compliant with Compliance Oversight Plans Support oversight control of Distribution sales processes, utilising MI from... Distribution employees' knowledge and understanding of the key risks and controls within their core sales processes Produce and...
Contract: Permanent

1 day, 3 hours ago in Reed Save