fsa insurance requirements fund managers

The Company Well established Asset Management house based in the City seeks expertise of a Fund Dealer Supervisor to motivate and mentor the team. The Role Providing technical expertise in fund dealing for existing and future business requirements... Word/Excel). Problem solving Sound knowledge of fund management regulatory requirements Salary & Benefits Salary according... clients and with 3rd Party Pooled Product Providers, assisting where required; Communicating changes to the relevant fund
Contract: Permanent/Full-time

3 weeks, 1 day ago in JobsFinancial Save

audits of processes. •Liaise with the principal fund managers. •Resolve any service issues with our external fund managers. •Review processes within Fund Accounting and Control team and suggest improvements as appropriate. •Compliance.Skills...Fantastic opportunity with one of the UK’s leading Insurance organisations to manage the relationship and processes between the UK investment arm and key accounts and providers.Manage the relationship with the key fund management advisers, attending...

21/04/2008 in TimesJobs Save

linked fund matters. •Liaise with the principal fund managers. •Resolve any service issues with our external fund managers... management experience. •Good understanding of FSA and other regulatory requirements....Fantastic opportunity with one of the UK’s leading Insurance organisations to manage the relationship and processes between the UK investment arm and key accounts and providers. Manage the relationship with the key fund management advisers on an...

21/04/2008 in TimesJobs Save

, Institutional and IAM teams, fund managers, product managers and the investment management team. The job holder has responsibility... required to familiarise themselves fully with the team's current procedures, FSA compliance requirements, and the principles... marketing to the retail, institutional, Insurance Asset Management and FIG channels. Marketing includes event organisation... activities of the UK Institutional business and the UK Insurance Asset Management (IAM) Team. This role requires the building of...
Contract: Permanent

13/02/2008 in CareerJobs Save

resolved * Review the Unit Trust managers reports (prepared by third party), and coordinate between auditors, outsource... regulations, and within applicable timeframes. * Produce all reporting for the company, to include statutory accounts, FSA returns... the unit trust cost base. * Deal with audit requirements at year end, and provide information as required to complete the audit process. * Support the development of unitised fund knowledge within the team, including the creation and maintenance of a...
Contract: Permanent/Full-time

24/07/2008 in GisaJobs Save

Jobs similar to "fsa insurance requirements fund managers": trust accountant manager london

resolved * Review the Unit Trust managers reports (prepared by third party), and coordinate between auditors, outsource... regulations, and within applicable timeframes. * Produce all reporting for the company, to include statutory accounts, FSA returns... the unit trust cost base. * Deal with audit requirements at year end, and provide information as required to complete the audit process. * Support the development of unitised fund knowledge within the team, including the creation and maintenance of a...
Contract: Permanent/Full-time

23/07/2008 in JobsFinancial Save

loaded correctly to Dimension and complies with FSA regulations; Liaising with other Stock Brokers and Fund Managers to... growing team. The Role Liaising with Fund Managers regarding opening/closing accounts and stock transfers; Ensuring all KYC (Know your Client) /AML (Anti-Money Laundering) documents/requirements are received/fulfilled in order to open/close an account...="London-Central|Banking+Insurance+Finance;London-Central|Banking+Insurance+Finance"; hbx.hc3=";"; hbx.hc4=";"; hbx.lt="auto";
Contract: Permanent/Full-time

08/10/2008 in JobsFinancial Save

Jobs similar to "fsa insurance requirements fund managers": job kyc london

*Executing dealing instructions with the clients stockbroker/Fund manager within service level agreements and FSA regulations *Completion of any documentation required to execute the dealing instructions *Liaising with Stockbrokers, Fund managers and... clients and pensions administrators *To be familiar with the management system, work to its requirements and contribute to its.../SippAdmin;Capita Resourcing - Internal69599agency|pn/SippAdmin"; hbx.hc2="Wiltshire|Administration+Secretarial+Banking+Insurance
Contract: Permanent/Full-time

19/08/2008 in JobsFinancial Save

relationship with designated fund managers. - To influence and negotiate with other teams both internal and external through... requirements of the Financial Services Market Act 2000 are met in relation to Regulated Business carried out within specific specialist... obligations and relevant FSA guidelines and legislation. - Satisfy Aon compliance criteria. - Provide compliant, expert, timely... client portfolio in conjunction with Client Managers/ Investment Consultants. - Build strong relationships with each client...
Contract: Permanent/Full-time

3 weeks ago in JobsFinancial Save

Jobs similar to "fsa insurance requirements fund managers": part time investment banking job london, harrow financial, investment bank senior project manager, bank investment salary

Banking, Finance & InsuranceJob Purpose: The creation and management of Fund Prices on our administration system The creation of Assets on our administration system The creation of Fund Managers on our administration system The processing and allocation of bulk Rebate payments received from Fund Managers to individual clients. Liaising with internal and external third..., audit and company standards. Achieve training and competency requirements. - Achieve individual productivity targets set...
Contract: Permanent

18/09/2008 in fish4 Save

Jobs similar to "fsa insurance requirements fund managers": examples skills from working retail, retail audit