fsa compliance officer job description

Based in East Croydon, my client is a leading Insurance Company and is recruiting a confident, self motivated Compliance Monitoring Officer with good knowledge and broad understanding of compliance and FSA regulations. As the post holder you will... compliance and FSA regulations within a similar role and ideally come from a Life Insurance/General Insurance Company, Banking... be considered. This role offers an excellent remuneration package and excellent benefits. For a full job description and...
Contract: Permanent

18/02/2008 in BritishJobs Save

. Please contact Mark Patterson for a initial discussion and to review the full job description. Hillman Saunders Ltd is acting...A good opportunity to utilise your Compliance expertise gained from a Lloyd's broking house in a busy role, where you will be responsible for assisting line managers in carrying out their compliance and risk activities. The successful candidate will be responsible for maintaining an effective compliance regime, handle day-to-day business enquiries, be aware of legal...
Contract: Full Time

2 weeks, 3 days ago in jobs2seek Save

Organisation Description A financial services company located in Epsom are looking for a compliance officer. They offer very good benefits and free parking Job Description To be undertaken in compliance at all times with laid down policies, procedures and delegated authorities and with relevant FSA Rules, Evidential Provisions and associated guidance:-    
Contract:   Permanent

06/03/2008 in Reed Save

Organisation Description A financial services company located in Epsom are looking for a compliance officer. They offer very good benefits and free parking Job Description To be undertaken in compliance at all times with laid down policies, procedures and delegated authorities and with relevant FSA Rules, Evidential Provisions and associated guidance:-    
Contract:   Permanent

06/03/2008 in Reed Save

. Please contact Mark Patterson for a initial discussion and to review the full job description. Hillman Saunders Ltd is acting...A good opportunity to utilise your Compliance expertise gained from a Lloyd's broking house in a busy role, where you will be responsible for assisting line managers in carrying out their compliance and risk activities. The successful candidate will be responsible for maintaining an effective compliance regime, handle day-to-day business enquiries, be aware of legal...
Contract: Permanent

2 weeks, 3 days ago in BritishJobs Save

My client a highly profitable Wealth Management Organisation is currently seeking a skilled Compliance Specialist to join their successful practice. They specialise in dealing with very high net worth clients on investment and pension advise. Job Description Th main purpose of the role is to give general advice and instruction on compliance procedures within the business with a strong understanding of the FSA requirements, managing the implementation and review of procedures to comply with FSA
Contract:   Permanent

15/01/2008 in Reed Save

investigations across Corporate and Investment Banking Activities in the UK. Job Description A Compliance officer is required to...Compliance Officer - Reporting London £60-70,000 & Investment Banking Benefits Our client is a pre-eminent Global Investment Bank . The team is part of the UK Compliance Department and has a broad remit, being responsible for monitoring... the Compliance function. Management and compilation of London input to Group Compliance reporting initiatives Ongoing liaison...
Contract: Full-Time Permanent

18/04/2008 in finappointment Save

investigations across Corporate and Investment Banking Activities in the UK. Job Description A Compliance officer is required to...Compliance Officer - Reporting London £60-70,000 & Investment Banking Benefits Our client is a pre-eminent Global Investment Bank . The team is part of the UK Compliance Department and has a broad remit, being responsible for monitoring... the Compliance function. Management and compilation of London input to Group Compliance reporting initiatives Ongoing liaison...
Contract: Full-Time Permanent

27/06/2008 in finappointment Save

Jobs similar to "fsa compliance officer job description": joslin rowe compliance

, Excel, and Email a must, any experience of Adobe advantageous. For a full job description and to discuss this role in more...Finanical Promotions Officer Due to successful demand and growth of our Clients business they are seeking two Financial Promotions Officers for their Legal & Compliance Department which will be based in East Croydon. You will have a broad understanding of the FSA Rules and an appreciation of their practical application. More specifically, detailed knowledge of the Rules...
Contract: Permanent

09/07/2008 in CareerJobs Save

Job Description - The objective of this role is to assist the company in meeting the requirements of the FSA. You will be responsible for ensuring all procedures are updated and are in keeping with FSA requirements. As well as conveying any changes the FSA introduce you will be responsible for managing the relationships with the FSA and FSCs both here and in Gibraltar and Guernsey. -  Interpret, articulate and explain complex rules, regulations and procedures, updating management on compliance
Contract: Permanent

3 weeks, 3 days ago in Reed Save