fsa compliance contract london jobs
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City of London
Company: Alexander LloydSalary: £60000 per annum
FDA0912-33 Interim Compliance Analyst (Contract) The Company A well established organisation, who... Compliance Analyst to join their London based team. The Role The firm are looking for a Compliance Analyst... are adhering to FSA guidelines. Review and approve financial promotional material. Providing support... a degree or have industry related qualifications. You must also have Compliance Monitoring experience
Contract: Contract
FDA0912-33 Interim Compliance Analyst (Contract) The Company A well established organisation, who... Compliance Analyst to join their London based team. The Role The firm are looking for a Compliance Analyst... are adhering to FSA guidelines. Review and approve financial promotional material. Providing support... a degree or have industry related qualifications. You must also have Compliance Monitoring experience
ENGLAND - LONDON
Company: Jp GraySalary: Negotiable
organisation who are looking for a compliance consultant to join their team on a temporary to permanent... Assessments and ensuring new staff are fully aware of the FSA regulations. You must have previous experience... compliance. If you are available and keen to find out more, please send in your updated CV and call Tony
Contract: Contract
Sales Compliance Manager/Compliance Training Manager (Retail Banking) Contract A Sales Compliance... Support Manager is urgently required for a 6+ month contract in Central London. You will be responsible... for leading a newly created Network Compliance Support team (10 people), ensuring that supervision... will possess the following skills & experience: Proven Compliance background within Retail banking/Retail
Jobs similar to "fsa compliance contract london": fsa compliance contract london manager, compliance training competence insurance manager, retail sales staff london manager
London
Company: Alexander Mann SolutionsSalary: TBC
Sales Compliance Manager/Compliance Training Manager (Retail Banking) Contract A Sales Compliance... Support Manager is urgently required for a 6+ month contract in Central London. You will be responsible... for leading a newly created Network Compliance Support team (10 people), ensuring that supervision... will possess the following skills & experience: Proven Compliance background within Retail banking/Retail
Contract: permanent
Jobs similar to "fsa compliance contract london": alexander mann solutions contract manager, alexander mann solutions london manager
Sales Compliance Manager/Compliance Training Manager (Retail Banking) Contract A Sales Compliance... Support Manager is urgently required for a 6+ month contract in Central London. You will be responsible... for leading a newly created Network Compliance Support team (10 people), ensuring that supervision... will possess the following skills & experience: Proven Compliance background within Retail banking/Retail
Contract: Contract
Interim Compliance Officer FDA0912-55 Interim Compliance Officer 6 months Contract £85,000 pro rata... London The Company My client, a large stock broker is looking to recruit an Interim Compliance Officer... analysing FSA regulations, ensuring the company are Compliant Provide training on various topics Review... in compliance for another stockbroker. You will need to have a thorough understanding of equities and other...Banking and Finance
Compliance and relevant Desk Head(s) •Assist in establishing and maintaining a risk-based Compliance... on monitoring related issues •Liaison with Compliance Officers on monitoring related issues •Assisting... of equities and/or fixed income products •Good knowledge of FSA Rules •Knowledge and experience of Exchange... ; Internet •The ability to speak French would be highly advantageous This role is offered on a contract basis
Contract: Temporary
Technical skills/competencies/behaviours required for this role: strong knowledge of FSA handbook... in compliance monitoring (based on handbook requirements, not UCITS or other quantitative constraint monitoring... , procedures and regulatory compliance matters.
Contract: contract
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for a fixed term 12 month contract. The main tasks of the role will be as follows: · A fee earning... in preparing documentation for funds and applications to the FSA including some liaison with FSA... . · Assisting in the preparation of compliance manuals and other regulatory forms required by regulated firms... and the FSA. · Assisting in the preparation of bibles. · Undertake proof reading
Experience: Paralegal